Ebook Download Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines
Also we talk about the books Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines; you may not discover the printed books right here. A lot of collections are provided in soft file. It will precisely give you a lot more advantages. Why? The very first is that you could not need to carry guide everywhere by satisfying the bag with this Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines It is for the book is in soft data, so you could wait in gadget. After that, you can open up the device all over and also read guide properly. Those are some couple of advantages that can be got. So, take all benefits of getting this soft documents publication Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines in this internet site by downloading and install in web link offered.
Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines
Ebook Download Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines
Reading a publication Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines is kind of very easy activity to do each time you want. Even reading every time you desire, this activity will not disturb your various other activities; numerous people commonly read the books Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines when they are having the leisure. What concerning you? Exactly what do you do when having the downtime? Don't you spend for pointless points? This is why you need to obtain guide Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines as well as attempt to have reading routine. Reviewing this book Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines will not make you pointless. It will give more advantages.
When some people taking a look at you while reading Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines, you might feel so honored. However, rather than other people feels you should instil in on your own that you are reading Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines not because of that reasons. Reading this Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines will certainly provide you greater than individuals admire. It will certainly guide to recognize greater than individuals staring at you. Already, there are many resources to knowing, reviewing a book Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines still comes to be the front runner as a wonderful method.
Why should be reading Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines Again, it will certainly depend on exactly how you really feel and also think about it. It is surely that people of the advantage to take when reading this Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines; you could take a lot more lessons directly. Also you have not undertaken it in your life; you can acquire the experience by reviewing Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines As well as now, we will introduce you with the on-line book Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines in this website.
What kind of publication Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines you will choose to? Now, you will certainly not take the published publication. It is your time to obtain soft data publication Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines rather the printed files. You could enjoy this soft documents Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines in at any time you anticipate. Even it remains in expected area as the various other do, you could check out the book Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines in your gadget. Or if you desire much more, you can continue reading your computer system or laptop computer to obtain complete display leading. Juts locate it right here by downloading and install the soft data Essential Strategies For Financial Services Compliance, By Annie Mills, Peter Haines in web link web page.
A fully updated edition of the definitive guide to financial regulation
In recent years, not only has the compliance field become firmly established, but it has seen staggering growth, thanks to never-ending changes in the regulatory environment. As regulation increases still further, the demand for clear guidance on navigating daily compliance issues is greater than ever. Now in its second edition, the highly successful Essential Strategies for Financial Services Compliance has been updated with the latest compliance strategies and regulatory information, making it indispensable for compliance officers, legal firms, and anyone else working with the financial services compliance function.
Non-compliance represents a significant material risk for any financial services firm that fails to understand and appropriately apply regulatory standards. This Second Edition of Essential Strategies for Financial Services Compliance makes it easy to digest complex information on the regulatory framework. But this book is far from solely theoretical. A balanced approach means that both the concepts and their application are within reach. Annie Mills and Peter Haines deliver solid advice that can be applied on a day-to-day basis to manage any compliance issues that may arise. Read this book to:
- Understand the conceptual basis of compliance and the current regulatory environment applicable to the financial services industry
- Quickly and thoroughly learn the accepted best practices for everyday compliance
- Get up to date information on the current financial regulatory environment with this new edition
- Reference detailed advice as issues arise in day-to-day operations
This update to the popular first edition of Essential Strategies for Financial Services Compliance will help eliminate non-compliance risk and ensure that your firm is entirely current on its ability to navigate the maze of financial services regulation.
- Sales Rank: #1532511 in Books
- Published on: 2015-11-16
- Original language: English
- Number of items: 1
- Dimensions: 9.90" h x 1.10" w x 7.00" l, .0 pounds
- Binding: Hardcover
- 400 pages
From the Inside Flap
"This excellent book addresses an urgent need with authoritative advice. Compliance with financial regulation needs to be embedded into company culture. This book shows how it should be recognized as a fundamental part of strategic thinking: making compliance a strength rather than weakness; an opportunity rather than threat."
—David Craig, President of the global Financial and Risk business at Thomson Reuters
"Essential Strategies for Financial Services Compliance is a well drafted, insightful and essential text for Compliance staff. It demonstrates a practical and user friendly approach to the role of a Compliance professional providing good examples, templates and case studies. It has grasped many of the key issues around conduct, culture and compliance practice and is an ideal text for compliance students of this evolving dynamic discipline. The ICA recommends the book as a core text for its Compliance and GRC courses."
—Bill Howarth, Chief Executive Officer, International Compliance Association
"The updated Essential Strategies for Financial Services Compliance is fundamental reading for any budding Compliance Professional, and an excellent reference for those already 'treading the boards'. With the new responsibilities and accountabilities of Compliance Officers, and changes in regulators and their emphasis, the key areas mentioned are vital for any large organization's compliance department to adopt and maintain. Thoroughly recommended to anyone in a major financial services organization."
—Lee Werrell, Chartered FCSI FISMM, Author of Compliance Managers Guidebook & Reference
From the Back Cover
Compliance officers perform a vital role in financial services – after all, the consequences of non-compliance can be severe. However, they face a unique set of challenges. On the one hand, they must find a way through the complexities of the various rules, regulations and best practice guidelines which apply to their business, and maintain an effective and comprehensive compliance programme which is tailored for their firm. On the other hand, they also need to manage the tension between commercial interest and regulatory necessity, and engage with rest of the business to promote the value of an effective compliance department.
This second edition of Essential Strategies for Financial Services Compliance has been fully updated to encompass the current regulatory environment, which has evolved significantly since the first edition was published in 2008. Within this new context, it explains the role of the compliance department and where it fits within the organization, outlines the scope and limits of the department's responsibilities, and suggests how its activities can be communicated effectively to the rest of the firm.
Extensive guidance is provided on the day-to-day application of regulatory requirements, as well as advice on what to do when things go wrong, and strategies for dealing with unusual problems. It provides answers to questions such as:
- What should you do if your advice is ignored?
- How can you establish your bearings when you venture into an area of regulation which is unfamiliar?
- How can you engage the rest of the organization and get the business on your side?
With numerous case studies, hints and tips, and examples arising from the extensive experience of the authors, Essential Strategies for Financial Services Compliance is the complete guide for anyone working in compliance, as well as those outside the compliance function who want or need to understand it better.
About the Author
Annie Mills is an experienced compliance officer and has worked in many areas of investment management and banking compliance. She is currently Head of Compliance at Cantor Index & Cantor Fitzgerald Europe. Prior positions include Compliance Director (Internal Controls) at BGC Partners/Cantor Fitzgerald Group, and Senior Compliance Officer at Standard Bank.
Peter Haines is a chartered accountant with experience as a regulator and as a senior Compliance Officer and Money Laundering Reporting Officer. He has been a consultant since 2006, advising banks and investment firms, initially on compliance issues, but increasingly on governance and risk as well. Peter travels widely in this role and has gained experience in various US, European and Asian financial centres. He is now a non-executive director with a UK bank, chairing its Audit, Risk and Compliance Committee, and a Visiting Fellow at the ICMA Centre, University of Reading and Henley Business School.
Most helpful customer reviews
See all customer reviews...Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines PDF
Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines EPub
Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines Doc
Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines iBooks
Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines rtf
Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines Mobipocket
Essential Strategies for Financial Services Compliance, by Annie Mills, Peter Haines Kindle
Tidak ada komentar:
Posting Komentar